Supervision that scales with your responsibilities
Spend less time reviewing noise, focus your efforts on the judgement calls only you can make.
Trusted Globally by Leading Regulated Financial Services Businesses
Meet Fingerprint
Proactive, risk-focused & efficient compliance monitoring
Fingerprint automates first-line monitoring, driven by your compliance policies, across communications, promotions and marketing, risk ranking what actually needs your attention — with a single, evidenced record of what was flagged and why, what was reviewed, and what was done about it.
The Problem
Supervision has a volume problem. Every message, every conversation, every promotion is a record that needs reviewing for risk — and the people responsible for that oversight are expected to do it consistently, evidence it properly, and catch the things that matter most amongst the noise. Manual review doesn’t scale. Sampling leaves gaps. And when you’re answerable for more than your own desk, the gaps aren’t just yours.
What Fingerprint Does
Fingerprint reviews the volume, so your team can review the risk.
The platform automates first-line monitoring across the areas that carry the most regulatory weight, ranks what actually needs your attention, and gives you a single, evidenced record of what was reviewed, what was flagged, and what was done about it
Three Solutions, one Platform:
Communications Supervision
Proactive monitoring across calls, chat, and email, without the manual review.
Technology Supervision
Promotions Supervision
Review financial promotions before they go out, not after they’ve caused a problem.
Why Fingerprint exists
Compliance supervision has
a scale problem
Resulting from
Disparate data & files
Pressured teams
Disjointed systems & processes
Growth impacting governance
The Impact
The status quo needs to evolve, swiftly.
The Impact
One platform, three solutions
Fingerprint reviews the volume, so your
team can review the risk
Communications Supervision
Marketing and Promotions Supervision
Technology
Supervision
Who We Help
One Platform. Centralised Supervision,
however complex your business is underneath.
for review, and all activity evidenced automatically.
Regulated Financial Businesses
Regulated Financial Businesses — one view of your own conduct, however many departments, offices, or jurisdictions sit underneath it.
Principal Firms & Regulatory Hosts
Principal Firms & Regulatory Hosts — oversee every AR, IAR, secondee, and client from one seat, without losing the detail on any of them.
Compliance Service Providers
Compliance Service Providers — run monitoring for every client from one platform, evidenced separately for each.
Multi-Tenant
Best Suited To
Principal Firms & Regulatory Hosts
Compliance Service Providers
Single-Tenant
Best Suited To
Regulated Financial Businesses
One Platform. Centralised Supervision, however complex your business is underneath.
Some businesses run a single, contained operation — supervised end to end on one dedicated platform. Others are more complex: multiple departments, office locations, or regulatory jurisdictions, a network of appointed representatives, or clients you supervise on their behalf. All of it needs its own segregated oversight, evidenced individually, but answering to one centre.
Fingerprint runs on the same platform either way — single-tenant for a contained business, multi-tenant for everything more complex than that.
3% visibility with manual sampling.
100% with Fingerprint.
80% less time spent on manual review.
Recognised as a Chartis Quadrant Leader for Communications Surveillance, 2023–2026, and named to the RegTech100, 2023–2026.
Why choose Fingerprint
120+ regulated businesses
18 million communications
100% automation driven
80% less time spent
Industry Recognised
– COO, Growing Alternatives Regulatory Host, UK
“Fingerprint lets us deliver monitoring across clients’ communications and marketing as a reliable, efficient revenue line. We support more clients today with the same headcount”
Integrations
See what proactive oversight looks like.
